Moelis & Company Europe Limited, Zweigniederlassung Frankfurt am Main is a branch of Moelis & Company Europe Limited registered in the commercial register of the local court of Frankfurt am Main under number HRB 92956 with business address on the 8th floor, TaunusTurm, Neue Mainzer Straße 33 – 37, Taunustor 1 – 3, 60310 Frankfurt am Main, Germany. This is a strategic advisor in financial and capital markets who does not provide legal or tax advice and does not engage in regulated banking or financial services within the meaning of § 1 para. 1 and 1a KWG, i.e. it does not have a banking or financial services license. The content of this website is provided for informational purposes only and is not intended or construed as investment advice or service, and nothing contained therein constitutes a recommendation of any particular security or investment. Nothing on this website is or should be construed as an offer or solicitation to any person in Germany to sell or buy any securities or investments. Since our inception, we have advised more than $3.5 trillion in transactions ranging in size from $100 million to $160 billion. We have advised clients in a wide range of industries and leveraged our extensive global network of 21 geographic locations to provide the best solutions to our clients. Annual Report – The Annual Report of Moelis & Company India Private Limited is available upon request and can also be viewed on the Ministry of Corporate Affairs website. Introduction This statement is made by Moelis UK pursuant to section 54(1) of the Modern Slavery Act 2015 (the “Act”) for the financial year ended 31 December 2020. The contents of this website are for informational purposes only and should not be construed as a solicitation or offer to buy or sell securities or related financial instruments or as an offer or solicitation to engage in investment transactions within the meaning of the Financial Services and Markets Act 2000. It does not take into account the specific investment objectives, financial situation or special needs of any person using this website and, as such, does not constitute individual investment advice or personal recommendation.
Lord Charles Allen, Baron Allen of Kensington, CBE is Chairman of Balfour Beatty Plc, the leading international infrastructure company, Chairman of Global Media & Entertainment Group, the UK`s largest commercial, digital and outdoor radio group with offices in the Netherlands, Spain and Ireland. Lord Allen is also the independent, non-executive Chairman of THG (formerly known as The Hut Group), a leading e-commerce retailer based in Manchester, England, which operates over 100 international websites. Zaid Abdul-Aleem is a Managing Director at Moelis & Company, where he helped establish the Private Funds Advisory Group. Zaid has over 25 years of experience in investment banking and capital raising, providing capital raising, secondary markets and other independent advisory services worldwide. Kristian Bagger is a Senior Advisor at Moelis & Company. Kristian joined Moelis & Company in 2008 after a 20-year career at Deutsche Bank, most recently as Managing Director and Vice President of Investment Banking and previously as Head of Nordic & BeNeLux Investment Banking and Head of Industrial, Consumer and Healthcare Groups. During his time at Deutsche Bank, Kristian built leading franchises in Scandinavia and BeNeLux and was a member of the Management Committee of Deutsche Bank`s European Investment Bank. Prior to Deutsche Bank, Kristian was an investment banker at Smith Barney. Over the years, Kristian has advised clients on a wide range of corporate finance matters, specializing in mergers and acquisitions.
The Board of Directors of Moelis Europe is responsible for corporate governance, guiding corporate strategy and ensuring that Moelis Europe is effectively monitored and complies with the relevant requirements and standards of the regulatory system. The members of the Board of Directors shall ensure at all times that sufficient time is devoted to the performance of their duties at Moelis Europe. The Council also maintains internal control procedures to ensure compliance with resolutions and procedures. In addition, the Board will ensure that Moelis Europe (i) has an ongoing and effective compliance function, (ii) approves and regularly reviews the adequacy of internal procedures, (iii) establishes and implements a compensation policy in accordance with applicable laws, and (iv) complies with all relevant regulatory requirements and obligations. Prior to joining Moelis & Company, Osamu was General Counsel and Chief Compliance Officer at Sagent Advisors. Previously, he held senior positions at UBS, Credit Suisse First Boston and Donaldson, Lufkin & Jenrette. Osamu began his career in private practice at Sullivan & Cromwell and has worked in New York, Tokyo, Hong Kong and Melbourne. He also worked for the Honorable Morey L. Sear, Eastern District of Louisiana.
Policies The Moelis Group Global Code of Conduct enshrines the Moelis Group`s commitment to ensuring that its business is conducted with the highest standards of ethical conduct and in compliance with all applicable laws and regulations. Every Moelis Group employee has access to whistleblowing procedures to report or report unethical concerns, warnings or behaviour, including in relation to modern slavery or human trafficking. We also have a number of related policies and procedures that support our commitment to sustainable business practices and respect for human rights, including our equal opportunity and diversity initiatives. In addition, our recruitment and privacy policies ensure that we only hire those individuals who are legally authorized to work and that we retain and process the personal data of our partners and employees in accordance with applicable laws. Not all of the investments described on this website may be suitable for everyone. Investors should assess for themselves whether an investment service is suitable for their own investment purposes before acquiring or using such a service or product. The value of investments and the income generated by them can fluctuate up or down and you may not get back all the money you invest. Ben BoydManaging Director – Moelis Australia Sydney Publisher: Moelis & Company Group LP, 399 Park Avenue, 5th Floor, New York, NY 10022.
Director of publication: Osamu Watanabe, Moelis & Company Group LP, 399 Park Avenue, 5th Floor, New York, NY 10022. Host: Moelis & Company Group LP, 399 Park Avenue, 5th Floor, New York, NY 10022. Ben Axelrod is a Managing Director at Moelis & Company, where he specializes in M&A advisory. Ben has over 15 years of investment banking experience, where he has held public and private purchasing, sell-side and special committee positions across a wide range of industries. He has advised clients on numerous high-profile strategic M&A transactions, particularly in the healthcare sector, particularly the medtech, biotechnology and pharmaceutical industries. Prior to joining Moelis & Company, Ben worked in UBS`s M&A group.